RS · Research reports
Research reports
Reports explain how the market is organised, what the public record shows and where it stops. Each report lists its methodology, sources and revision date.
R-2026-03
Sample report
How do broker-dealers disclose clearing arrangements?
Where clearing and custody relationships appear in public records, and how to read them.
R-2026-02
Sample report
Reading a transfer agent profile: fields that matter
What each profile field means and which source it comes from.
R-2026-01
Sample report
Compliance service categories: a working taxonomy
A draft classification of compliance providers by function.